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The Client Advisory Division at Charles Fleming Co., Ltd
is uniquely positioned to address the goals of our corporate
and individual clients. Our team includes trust and estate
professionals, securities regulations experts, and those with
equity capital markets and investment banking experience.
The team tailors its services to the needs of the corporate
or individual client and provides expert advice in the following
areas:
1. IPO Related Services: Directed share programs, cash management
needs, asset custody requirements, and pre-IPO tax and trust
& estate planning.
2. Investment Advisory Services: Restricted stock sales, lending,
and hedging.
3. Corporate Services: Employee stock option plans and employee
stock purchase plans.
4. Venture Capital Services: Stock and cash distributions,
monetization and other wealth management services to the venture
community.
We understand the regulatory and financial issues that can
affect the objectives of corporate and individual clients;
our Client Advisory professionals therefore brings together
all of the resources and functions of Charles Fleming Co Ltd
to make sure the diverse needs of our clients are met.
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